SIE Exam Practice Question 1
Question: 1
A registered principal or registered representative must retake the qualifying exam if his or her registration has been revoked or terminated for a period of ____________ or more.
Correct Answer: B
Explanation:
A person whose registration has been terminated or revoked for a period of more than two years must retake the qualifying exam. A person must retake the SIE exam as well if a period of more than four years has elapsed.
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