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SIE Exam Practice Question 1008

Question: 1008

The Federal Trade Commission implemented which of the following rules that requires broker-dealers and other financial institutions to create a written identity theft prevention program designed to detect the warning signs of identity theft in their day-to-day operations?

Correct Answer: B

Explanation:

The Federal Trade Commission implemented the Red Flags Rule that requires broker-dealers and other financial institutions to create a written identity theft prevention program designed to detect the warning signs of identity theft in their day-to-day operations.

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