SIE Exam Practice Question 103
Question: 103
_______________ trading authority is when a person other than the account holder may invest without consulting the account holder about the price, amount, or type of security or the timing of the trades that are placed for the account.
Correct Answer: A
Explanation:
Discretionary trading authority is when a person other than the account holder may invest without consulting the account holder about the price, amount, or type of security or the timing of the trades that are placed for the account.
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