SIE Exam Question 1039: Answer and Explanation

Question: 1039

According to the Uniform Securities Act, all but which of the following are methods of registering securities offerings in a state?

• A. Registration by coordination
• B. Registration by notification
• C. Registration by origination
• D. Registration by qualification

Correct Answer: C

Explanation:

According to the Uniform Securities Act, the methods of registering securities offerings in a state are registration by coordination, registration by notification, and registration by qualification.