SIE Exam Practice Question 13
Question: 13
Which of the following written communications is considered a research report?
Correct Answer: A
Explanation:
An email that includes an analysis of equity securities of individual companies is considered a research report. Discussions of broad-based indices, commentaries on economic, political, or market conditions, and a technical analysis concerning the demand and supply for a sector, index, or industry based on trading volume and price are specifically excluded from the definition of a research report.
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