SIE Exam Practice Question 159
Question: 159
Which of the following is false regarding options-related advertisements?
Correct Answer: D
Explanation:
FINRA's Advertising Regulation Department must approve certain options communications with the public. Options-related advertisements also must be approved in advance by a Registered Options Principal, have copies retained by the member firm, and keep records containing the name of the persons who created and approved the advertisement (see FINRA Rule 2220).
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