SIE Exam Practice Question 232

Question: 232

The term 'issuer' most often refers to:

A. A corporation seeking to raise additional capital for expansion or modernization purposes

B. A business that prints up securities certificates such as bonds and stocks

C. A business that has satisfied the listing requirements of one or more approved stock exchanges

D. A business, a municipality, or a federal governmental entity that is seeking to raise capital from the sale of securities.