SIE Exam Practice Question 274
Question: 274
All of the following are full disclosure documents used in the sale of securities with the exception of:
Correct Answer: B
Explanation:
B: A notice of sale is an advertisement published by a municipality in order to get bids from interested broker-dealers who wish to underwrite the sale of that issuer's upcoming bond offering. The other answers are different names for documents which make full disclosure to purchases of securities.
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