SIE Exam Practice Question 276

Correct Answer: D

Explanation:

D: The regulatory element of continuing education requires that all registered persons complete a computer-based training session within 120 days of the person's second registration anniversary and every three years thereafter. The content of the regulatory element is determined and provided by FINRA and is appropriate to the class of registered representative or principal. If a person does not complete the regulatory element during the prescribed period, the person's license will become inactive, and they will not be able to perform any of the activities that require registration, and they will not be compensated for any of those activities.