SIE Exam Practice Question 3

Question: 3

What are the three General Telemarketing Requirements as stated in FINRA Rule 3230?

A. Time of Day Restriction, State Do-Not-Call List, and National Do-Not-Call List

B. State Do-Not-Call List, National Do-Not-Call List, and Firm-Specific Do-Not-Call List

C. Time of Day Restriction, Firm-Specific Do-Not-Call List, and State Do-Not Call List

D. Time of Day Restriction, National Do-Not-Call List, and Firm-Specific Do Not Call List