SIE Exam Practice Question 305

Question: 305

A registered representative located in California makes a 7:30pm cold call to a potential customer in New Jersey. This is

Correct Answer: A

Explanation:

A - Cold calls can be made between 8am and 9pm in the customer's time zone. Although it is 7:30pm in California, it is actually 10:30pm in New Jersey because of the difference in time zones. Therefore, this call is prohibited.

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