SIE Exam Practice Question 363

Question: 363

The Securities Investor Protection Corporation (SIPC) protects customers from

Correct Answer: D

Explanation:

D - SIPC coverage protects customers from financial loss in the event of the financial failure of a broker-dealer. It protects each separate customer for up to $500,000 total, but no more than $250,000 in cash. Importantly, SIPC does not protect against market losses.

All content of site and practice tests © 2022 Jack.
Quick View

FINRA Practice Tests