SIE Exam Practice Question 383
Question: 383
In order for a registered representative to maintain their securities license on an ongoing basis, which of the following properly states the CE requirements?
Correct Answer: A
Explanation:
A: Once a person passes their RR exam, within 2 years from that anniversary date, a FINRA required continuing education test must be taken and passed. Then the CE tests are every three years thereafter.
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