SIE Exam Practice Question 425

Question: 425

A candidate who fails the SIE exam three times and has waited the six-month moratorium period is preparing to take the exam for the fourth time. Which of the following is true?

Correct Answer: D

Explanation:

D: FINRA gives a candidate three tries before imposing a six-month waiting period. Each failure from the 4th failure on requires another six-month waiting period. Once you are finished, click the button below. Any items you have not completed will be marked incorrect.

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