SIE Exam Practice Question 466

Question: 466

A firm participating in the offering of a private placement may sell the private placement to no more than __________ nonaccredited investors in any 12-month period?

Correct Answer: B

Explanation:

B: The number of nonaccredited investors is limited to 35 in any 12-month period.

All content of site and practice tests © 2022 Jack.
Quick View

FINRA Practice Tests