SIE Exam Practice Question 483
Question: 483
An individual applying for registration with a FINRA member firm would be required to include which of the following on Form U4?
Correct Answer: B
Explanation:
B: When submitting the U4 an individual is required to provide all residence information for the last 5 years. Educational background is not required. The divorce would not be reported. However, if the person changed their name as a result of the divorce, the name change would be reported.
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