SIE Exam Question 485: Answer and Explanation

Question: 485

A testimonial by a compensated expert, citing the results she realized following a member's recommendations, must include which of the following?

I. The name of the principal who approved the ad.

II. A statement detailing the expert's credentials.

III. A statement that the individual is a compensated spokesperson.

IV. A statement that past performance is not a guarantee of future performance.

• A. I and II.
• B. II, III, and IV.
• C. I, II, and III.
• D. All of the above.

Correct Answer: B

Explanation:

B: All of the choices listed must be included, except for the name of the principal who approved the ad for use.