SIE Exam Practice Question 522

Question: 522

At a member firm, which of the following must be registered?

A. A back-office margin clerk who assists the head of the margin department.

B. A corporate officer whose sole function is to act as liaison between the board of directors and management.

C. A receptionist who takes messages from customers inquiring about their accounts.

D. A part-time sales assistant who occasionally takes verbal orders from customers.