SIE Exam Question 523: Answer and Explanation

Question: 523

According to Rule 135, as it relates to generic advertising, which of the following is NOT true?

• A. The ad may contain information about the performance of past recommendations.
• B. The ad may describe the nature of the investment company's business.
• C. The ad may contain information about the services a company offers.
• D. The ad may contain information about exchange privileges.

Correct Answer: A

Explanation:

A: Generic advertising may not contain information about past recommendations.