SIE Exam Practice Question 537
Question: 537
All but which of the following are correct regarding the Central Registration Depository (CRD)?
Correct Answer: D
Explanation:
The Central Registration Depository (CRD) was developed by NASAA and the NASD, and it consolidated a multiple paper-based state licensing and regulatory process into a single, nationwide computer system. Its computerized database contains the licensing and disciplinary histories on more than 650,000 securities professionals and 5,200 securities firms.
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