SIE Exam Question 557: Answer and Explanation

Question: 557

Which of the following was adopted to update short sale regulations and to address concerns regarding potentially abusive naked short selling?

• A. Regulation BTR
• B. Regulation HFT
• C. Regulation NMS
• D. Regulation SHO

Correct Answer: D

Explanation:

Regulation SHO was adopted to update short sale regulations and to address concerns regarding potentially abusive naked short selling.