SIE Exam Practice Question 650

Question: 650

Which of the following describes the process in which an underwriter intervenes in the secondary market by placing a bid for securities at or below the offering price? The goal is to protect the price from dropping if there is a lack of initial interest for a new issue.

Correct Answer: A

Explanation:

A stabilizing bid is the process in which an underwriter intervenes in the secondary market by placing a bid for securities at or below the offering price. The goal is to protect the price from dropping if there is a lack of initial interest for a new issue.

All content of site and practice tests © 2022 Jack.
Quick View

FINRA Practice Tests