SIE Exam Question 656: Answer and Explanation

Question: 656

Which of the following is an electronic filing system that facilitates investment adviser registration, exempt reporting adviser filing, regulatory review, and the public disclosure information of registered investment adviser firms and individuals?

• A. ADV
• B. CRD
• C. EDGAR
• D. IARD

Correct Answer: D

Explanation:

The IARD is an electronic filing system that facilitates investment adviser registration, exempt reporting adviser filing, regulatory review, and the public disclosure information of registered investment adviser firms and individuals.