SIE Exam Practice Question 675

Question: 675

The Securities Acts Amendments of 1975 did which of the following?

A. It gave authority to the Municipal Securities Rulemaking Board (MSRB).

B. It required financial institutions to assist U.S. government agencies to detect and prevent money laundering.

C. It provided fiduciary responsibilities for those who manage and control plan assets and gave participants the right to sue for benefits and breaches of fiduciary duty.

D. It created the Public Company Accounting Oversight Board to oversee the activities of the auditing profession.

SIE Exam Practice Question 675

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