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SIE Exam Practice Question 687

Question: 687

If an investor's brokerage firm goes out of business and is a member of the SIPC, then the investor's cash and securities held by the firm may be protected up to __________, including a __________ limit for cash.

Correct Answer: A

Explanation:

If an investor's brokerage firm goes out of business and is a member of the SIPC, then the investor's cash and securities held by the firm may be protected up to $500,000, including a $250,000 limit for cash.

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