SIE Exam Question 695: Answer and Explanation

Question: 695

Which of the following regulations contains rules providing exemptions from the registration requirements under the Securities Act of 1933?

• A. Regulation A
• B. Regulation G
• C. Regulation T
• D. Regulation U

Correct Answer: A

Explanation:

Regulation A contains rules providing exemptions from the registration requirements under the Securities Act of 1933.