SIE Exam Question 7: Answer and Explanation

Question: 7

What is the minimum time period that may be used in material promoting past records of research recommendations in connection with purchases or sales?

• A. Six months
• B. One year
• C. Three years
• D. Five years

Correct Answer: B

Explanation:

Material promoting past records of research recommendations, in connection with purchases or sales, must cover at least a one-year time period.