SIE Exam Practice Question 704

Question: 704

All but which of the following are correct regarding Electronic Communication Networks (ECNs)?

Correct Answer: B

Explanation:

Electronic Communication Networks (ECNs) are a type of alternative trading system (ATS) that trades listed stocks and other exchange-traded products. Unlike dark pools, ECNs display orders in the consolidated quote stream. ECNs are required to register with the SEC as broker-dealers.

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