SIE Exam Practice Question 705
Question: 705
Which of the following was established by FINRA as an integrated audit trail of order, quote, and trade information for all National Market System stocks and OTC equity securities?
Correct Answer: D
Explanation:
OATS (Order Audit Trail System) was established by FINRA as an integrated audit trail of order, quote, and trade information for all National Market System stocks and OTC equity securities.
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