1. Home
  2. SIE Exam
  3. SIE Practice Tests

SIE Exam Practice Question 74

Question: 74

A specialist can handle all of the following types of orders except for

Correct Answer: B

Explanation:

A specialist cannot accept market orders in that the nature of those types of orders dictates that they be executed as soon as they are presented to the market, and accordingly, there would be at that point no order to leave with the specialist.

More Tests

All content of site and practice tests © 2022 Jack.
Quick View
FINRA Practice Tests