SIE Exam Question 750: Answer and Explanation

Question: 750

The Regulatory Element of FINRA's Continuing Education Program requires all registered individuals to complete a computer- based training session within __________ days of the second anniversary of their initial registration date, and every three years thereafter.

• A. 30
• B. 60
• C. 120
• D. 180

Correct Answer: C

Explanation:

The Regulatory Element of FINRA's Continuing Education Program requires all registered individuals to complete a computer-based training session within 120 days of the second anniversary of their initial registration date, and every three years thereafter.