SIE Exam Question 758: Answer and Explanation

Question: 758

Which of the following allows a firm to file one registration statement covering several issues of the same security? The securities can then be sold over a period of several years.

• A. Deferred registration
• B. Omitting registration
• C. Shelf registration
• D. Statutory registration

Correct Answer: C

Explanation:

Shelf registrations allows a firm to file one registration statement covering several issues of the same security. The securities can then be sold over a period of several years.