SIE Exam Practice Question 77

Question: 77

Correspondence means any written communication that is distributed to _____ or fewer retail investors within any ______-day period.

A. 10 or fewer investors within any 10-day period

B. 15 or fewer investors within any 20-day period

C. 25 or fewer investors within any 30-day period

D. 30 or fewer investors within any 25-day period