SIE Exam Question 824: Answer and Explanation

Question: 824

According to Regulation D, firms may sell private placements to how many non-accredited investors in a 12-month period?

• A. 0
• B. 25
• C. 35
• D. 50

Correct Answer: C

Explanation:

According to Regulation D, firms may sell private placements to 35 non-accredited investors in a 12-month period.