SIE Exam Practice Question 831
Question: 831
Which of the following elements of FINRA's Continuing Education Program requires broker-dealers to establish a formal training program to keep covered registered persons updated on job and product-related subjects?
Correct Answer: B
Explanation:
The Firm Element of FINRA's Continuing Education Program requires broker-dealers to establish a formal training program to keep covered registered persons updated on job and product-related subjects.
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