SIE Exam Practice Question 84

Question: 84

Prior to the Options Disclosure Document (ODD) being delivered, a registered representative may do which of the following:

A. Solicit a sale of an options contract as long as the ODD is sent before or at the time of sale

B. Place an options trade for a client’s account as long as the ODD is sent the same day

C. Place an options trade for a client’s account as long as the ODD is sent before settlement

D. Limit discussions to general descriptions of the options