SIE Exam Practice Question 892

Question: 892

Which of the following is a model statute designed to guide each state in drafting its state securities laws? It was created by the National Conference of Commissioners on Uniform State Laws.

Correct Answer: D

Explanation:

The Uniform Securities Act was created by the National Conference of Commissioners on Uniform State Laws, and is a model statute designed to guide each state in drafting its state securities laws.

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