SIE Exam Practice Question 908
Question: 908
Which of the following acts allowed for the establishment of the National Association of Securities Dealers (NASD) and the U.S. domestic over-the-counter markets in securities?
Correct Answer: A
Explanation:
The Maloney Act of 1938 allowed for the establishment of the National Association of Securities Dealers (NASD) and the U.S. domestic over-the-counter markets in securities.
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