SIE Exam Question 926: Answer and Explanation
Question: 926
Which of the following is the initial registration form for new securities required by the SEC for U.S.-based public companies?
- A. Form F-1
- B. Form S-1
- C. Form T-1
- D. Form U-1
Correct Answer: B
Explanation:
Form S-1 is the initial registration form for new securities required by the SEC for U.S.-based public companies.
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