SIE Exam Practice Question 965
Question: 965
Which of the following is a statement on a stock certificate noting restrictions on the transfer of the stock? It contains language informing the holder of the restrictions on the sale or transfer of the unregistered security.
Correct Answer: B
Explanation:
A legend is a statement on a stock certificate noting restrictions on the transfer of the stock. It contains language informing the holder of the restrictions on the sale or transfer of the unregistered security.
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