SIE Understanding Trading, Customer Accounts and Prohibited Activities Practice Question 15

Question: 15

Which of the following best describes nonpublic personal information (NPI)?

A. Personally identifiable information that would be obtained in the course of serving a financial services consumer, but which may be publicly available

B. Personally identifiable information that is publicly available, and that is kept in a company's nonpublic storage area

C. Personally identifiable financial information that a financial firm obtains in the process of serving a consumer with a financial product or service unless that information is otherwise publicly available

D. Personally identifiable financial information that specifically relates to a financial service consumer's real estate property purchase price

SIE Understanding Trading, Customer Accounts and Prohibited Activities Practice Question 15

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