SIE Understanding Trading, Customer Accounts and Prohibited Activities Practice Question 60

Correct Answer: B

Explanation:

B: Choice B is correct because 1934 Act Section 14 – Proxies directs board of directors as to the importance of giving information to shareholders, the information to be provided, the text of the proxy document, and how proxies may be requested. Choices A, C, and D are incorrect because this section is not directed at them.