SIE Understanding Trading, Customer Accounts and Prohibited Activities Practice Question 61

Correct Answer: C

Explanation:

C: Choice C is correct because this rule requires the member firm to maintain various items of information, including contact information, whether minor or of legal age, registered representative assigned to service the account, signature of supervisor approving establishing the account, and if an organization, legal names of authorized persons. Choices A, B, and D are incorrect because they do not deal with the recording of the supervisor's name or signature.