SIE Understanding Trading, Customer Accounts and Prohibited Activities Practice Question 63
Question: 63
What is the minimum frequency for customer account statements named in FINRA 2231?
Correct Answer: C
Explanation:
C: Choice C is correct because the rule provides guidance to provide investments in the account, trades since last report, and any liquid funds on hand. Choices A, B, and D do not represent the correct frequency for statements.
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